Date authorised
1 October 2014
Companies House
06486331
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 5
    7 Devonshire Square
    London
    EC2M 4YH
    UNITED KINGDOM
    Phone
    +4402037509960
  • Complaints Contact

    Level 5
    7 Devonshire Square
    London
    EC2M 4YH
    UNITED KINGDOM
    Phone
    +4402037509960

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aarushi Sanger

    IRN AXS04843

    • [FCA CF] Client dealing (since 5 May 2023)
  • Andrew Lawrence Rosenfeld

    IRN AXR01119

    • SMF3 Executive Director (since 20 Oct 2025)
  • Carl Jakob Kule Palmstierna

    IRN CJP01175

    • CF1 Director (1 Oct 2014 to 5 Feb 2018)
    • CF30 Customer (1 Oct 2014 to 5 Feb 2018)
    • CF10 Compliance Oversight (1 Oct 2014 to 9 Oct 2017)
    • CF11 Money Laundering Reporting (1 Oct 2014 to 9 Oct 2017)
  • Carsten Otto

    IRN CXO01328

    • SMF3 Executive Director (9 Dec 2019 to 30 Dec 2019)
    • CF1 Director (27 Jun 2017 to 8 Dec 2019)
  • Carter Lyons

    IRN CXL01709

    • SMF3 Executive Director (9 Dec 2019 to 27 Sep 2024)
    • CF1 Director (27 Jun 2017 to 8 Dec 2019)
  • Christopher Patrick Busby

    IRN CXB11974

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Mar 2019 to 8 Dec 2019)
    • CF1 Director (12 Mar 2019 to 8 Dec 2019)
  • David Charles Peter Ellis

    IRN DCE01030

    • [FCA CF] Client dealing (17 Oct 2022 to 26 Sep 2024)
  • David Grey Sugarman

    IRN DGS01093

    • [FCA CF] Client dealing (since 15 Aug 2024)
  • Hunter Rayborn Landrum

    IRN HXL00190

    • SMF3 Executive Director (12 Feb 2024 to 3 Jun 2025)
  • James Michael Burton

    IRN JXB00396

    • SMF3 Executive Director (since 19 Apr 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.