CQS (UK) LLP

Date authorised
1 April 2013
Companies House
OC307419
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900
    Web
    https://www.cqs.com

  • Complaints Contact

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher David Callan

    IRN CDC01071

    • CF30 Customer (26 Feb 2015 to 7 Jan 2016)
  • Christopher Dawson

    IRN CXD01440

    • CF30 Customer (22 Jan 2008 to 31 Aug 2013)
  • Christopher Ian Carter

    IRN ICC01033

    • CF21 Investment Adviser (7 Nov 2005 to 30 Apr 2006)
  • Christopher Paul Conkey

    IRN CPC01068

    • SMF27 Partner (21 Jun 2024 to 8 Oct 2024)
  • Christopher Robert Cooke

    IRN CRC01042

    • CF30 Customer (1 Nov 2007 to 11 Jul 2008)
    • CF21 Investment Adviser (24 Apr 2007 to 31 Oct 2007)
  • Claudio Maino

    IRN CXM01300

    • CF27 Investment Management (16 Sep 2005 to 12 Dec 2006)
    • CF26 Customer Trading (28 Apr 2005 to 6 Mar 2006)
    • CF21 Investment Adviser (28 Apr 2005 to 6 Mar 2006)
  • Colin Andrew Purdie

    IRN CAP01106

    • SMF27 Partner (since 17 Sep 2024)
  • Colin John Hibbert

    IRN CJH01187

    • CF30 Customer (1 Nov 2007 to 8 Nov 2012)
    • CF27 Investment Management (17 Sep 2007 to 31 Oct 2007)
    • CF26 Customer Trading (22 Feb 2007 to 31 Oct 2007)
  • Colin Nelson

    IRN CXN00195

    • [FCA CF] Client dealing (9 Oct 2023 to 24 Mar 2024)
  • Conrad Santos

    IRN CXS01259

    • CF30 Customer (1 Nov 2007 to 2 Nov 2007)
    • CF27 Investment Management (16 Sep 2005 to 31 Oct 2007)
    • CF26 Customer Trading (17 Mar 2005 to 6 Mar 2006)
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Recent activity

Updates to this firm's record on the FCA register.

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