Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • CF30 Customer (1 Nov 2007 to 8 Nov 2012)
    • CF27 Investment Management (17 Sep 2007 to 31 Oct 2007)
    • CF26 Customer Trading (22 Feb 2007 to 31 Oct 2007)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF26 Customer Trading (9 Jun 2005 to 12 Feb 2007)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF26 Customer Trading (1 Dec 2001 to 16 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.