CQS (UK) LLP

Date authorised
1 April 2013
Companies House
OC307419
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900
    Web
    https://www.cqs.com

  • Complaints Contact

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Moana Elizabeth Moore

    IRN MEM01114

    • CF4 Partner (25 Jan 2018 to 6 Oct 2018)
    • CF10 Compliance Oversight (28 Nov 2014 to 14 Sep 2018)
    • CF11 Money Laundering Reporting (28 Nov 2014 to 14 Sep 2018)
  • Mohammed Iqbal

    IRN MXI01040

    • CF27 Investment Management (28 Feb 2005 to 1 Nov 2007)
    • CF21 Investment Adviser (1 Sep 2004 to 6 Mar 2006)
  • Monica Lo-Ching Hsiao

    IRN MLH01059

    • CF30 Customer (13 Nov 2009 to 12 Mar 2010)
  • Monish Ajab Sahni

    IRN MAS01420

    • CF30 Customer (2 Dec 2008 to 3 May 2016)
  • Neil Gordon Parry

    IRN NGP01031

    • CF30 Customer (1 Nov 2007 to 31 May 2009)
    • CF27 Investment Management (26 Sep 2007 to 31 Oct 2007)
  • Niall Adrian Stephen D'Arcy

    IRN NAD01040

    • CF30 Customer (1 Nov 2007 to 28 Nov 2008)
    • CF21 Investment Adviser (1 Sep 2004 to 31 Oct 2007)
  • Nicholas Imber Hunt

    IRN NXH01229

    • CF10 Compliance Oversight (3 Aug 2009 to 20 Apr 2010)
    • CF30 Customer (1 Nov 2007 to 20 Apr 2010)
    • CF11 Money Laundering Reporting (15 Feb 2006 to 1 Nov 2006)
    • CF3 Chief Executive (7 Dec 2004 to 20 Apr 2010)
    • CF21 Investment Adviser (1 Sep 2004 to 31 Oct 2007)
    • CF4 Partner (1 Sep 2004 to 20 Apr 2010)
  • Nicholas Pappas

    IRN NXP01321

    • CF30 Customer (4 Oct 2017 to 8 Dec 2019)
    • CF4 Partner (4 Oct 2017 to 9 Dec 2019)
  • Nicholas Robert Leyhane

    IRN NRL01024

    • CF30 Customer (24 Jun 2014 to 22 Sep 2015)
  • Nicholas William Varker

    IRN NWV01001

    • CF30 Customer (20 May 2009 to 14 Sep 2012)
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Recent activity

Updates to this firm's record on the FCA register.

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