Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (14 Nov 2022 to 13 Mar 2024)
- [FCA CF] Significant management (7 Apr 2021 to 10 Apr 2024)
- [FCA CF] Material risk taker (7 Apr 2021 to 10 Apr 2024)
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- CF30 Customer (5 Oct 2015 to 15 Aug 2017)
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- CF30 Customer (14 Apr 2010 to 2 Jun 2015)
- CF28 Systems and controls (16 Nov 2009 to 27 Sep 2013)
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- CF30 Customer (1 Nov 2007 to 28 Nov 2008)
- CF21 Investment Adviser (1 Sep 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.