Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Merlin Partners LLP (no longer approved here)

    FRN 449191

    • CF4 Partner (AR) (17 Mar 2014 to 1 Nov 2014)
    • CF30 Customer (23 May 2013 to 1 Nov 2014)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (19 Feb 2010 to 16 Nov 2010)
  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • CF27 Investment Management (28 Feb 2005 to 1 Nov 2007)
    • CF21 Investment Adviser (1 Sep 2004 to 6 Mar 2006)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.