CQS (UK) LLP

• Principal Place of Business

  4th Floor

  One Strand

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402072016900

  Web

  https://www.cqs.com

• Complaints Contact

  4th Floor

  One Strand

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402072016900

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jack Kirkby

  IRN JXK00400

  • [FCA CF] Client dealing (16 May 2022 to 24 Mar 2024)
• James Fitzpatrick

  IRN JXF00192

  • SMF27 Partner (since 29 Feb 2024)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• James Lightbourne

  IRN JXL02044

  • CF4 Partner (21 Apr 2015 to 5 Feb 2016)
• James Richard Davidson Peattie

  IRN JRP01076

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (22 Apr 2015 to 27 Jan 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (19 Sep 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Sep 2004 to 28 Apr 2006)
• James Robert Peoples

  IRN JXP02030

  • [FCA CF] Client dealing (4 Feb 2020 to 13 Oct 2021)
• Jamil Samaha

  IRN JXS02307

  • CF30 Customer (13 May 2008 to 6 May 2011)
• Jan Weidner

  IRN JXW02139

  • CF30 Customer (9 Sep 2011 to 15 Feb 2016)
• Jason David walker

  IRN JDW01085

  • SMF27 Partner (since 21 Oct 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (6 Jul 2015 to 9 Dec 2019)
  • CF30 Customer (1 Jun 2010 to 8 Dec 2019)
• Jason Terence Parker

  IRN JTP01030

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2023)
  • CF4 Partner (25 Jun 2018 to 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (29 Oct 2007 to 31 Oct 2007)
• Jean Abillama

  IRN JXA01779

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Aug 2021)
  • CF30 Customer (13 Apr 2018 to 8 Dec 2019)

No changes recorded yet.