Coutts & Company

Principal Place of Business

Phone

+4402077531000

Web

https://www.coutts.com

Complaints Contact

Phone

+4402077531000

Bank Deposits

For All, Deposit

Buy-to-Let Mortgage Admin

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Buy-to-Let Mortgage Lending

Mortgage Servicing

For Customer, Regulated mortgage contract

P2P Lending Advice

For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

Pension Transfer Advice

For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

Land Loan Advice

Investment Advice (no pensions)

For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Arranges Investments

For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Mortgage Arranging

For Customer, Regulated mortgage contract

Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Buy-to-Let Start Date

Buy-to-Let Status

Trade Settlement Routing

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

Credit Brokering

Stockbroking

For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Debt Plan Admin

Debt Collection

Debt Advice

Mortgage Lending

For Customer, Regulated mortgage contract

Consumer Loans

Loan Servicing

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Manages Your Portfolio

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Electronic Trade Settlement

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

IRN LSK01008

• (268)14. Managing investments
• (269)4. Giving personal recommendations on retail investment products which are not broker funds
• (270)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
• (271)[FCA CF] Manager of certification employee (since 19 Dec 2025)
• (272)[FCA CF] Functions requiring qualifications (since 24 Aug 2020)
• (2811)[FCA CF] Manager of certification employee (6 Mar 2023 to 19 Sep 2023)
• (2812)[FCA CF] Functions requiring qualifications (10 Mar 2017 to 29 Apr 2019)
• (2810)CF30 Customer (6 Nov 2007 to 14 Feb 2013)

IRN LHP01006

• (758)CF27 Investment Management (1 Dec 2001 to 1 Feb 2002)

IRN LJB01118

• (212)[FCA CF] Client dealing (since 14 Sep 2018)
• (213)[FCA CF] Manager of certification employee (since 7 Mar 2016)
• (2644)CF30 Customer (2 Jan 2015 to 6 Mar 2016)
• (2645)CF26 Customer Trading (6 Sep 2005 to 31 Oct 2007)

IRN LXJ00087

• (1184)[FCA CF] Functions requiring qualifications (27 Jul 2022 to 4 Sep 2023)

IRN LXF01174

• (181)CF30 Customer (29 Apr 2013 to 7 Apr 2014)

IRN LAR01023

• (510)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
• (511)4. Giving personal recommendations on retail investment products which are not broker funds
• (512)[FCA CF] Functions requiring qualifications (since 20 Nov 2019)

IRN LXB00048

• (2863)CF30 Customer (17 Jun 2008 to 6 Mar 2016)

IRN LXB37394

• (1247)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
• (1248)[FCA CF] Functions requiring qualifications (since 13 Dec 2019)

IRN LCT00005

• (560)[FCA CF] Manager of certification employee (since 26 Jul 2018)
• (2274)[FCA CF] Functions requiring qualifications (20 Nov 2019 to 2 Jul 2021)

IRN LDM01033

• (2624)[FCA CF] Functions requiring qualifications (5 Sep 2019 to 5 Jan 2023)