Lee David Mallaband

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2025)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (20 Jan 2023 to 27 Mar 2025)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (20 Jan 2023 to 27 Mar 2025)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (5 Sep 2019 to 5 Jan 2023)
  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • CF30 Customer (21 Jun 2010 to 16 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.