Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coutts & Company
FRN 122287
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 19 Dec 2025)
- [FCA CF] Functions requiring qualifications (since 24 Aug 2020)
- [FCA CF] Manager of certification employee (6 Mar 2023 to 19 Sep 2023)
- [FCA CF] Functions requiring qualifications (10 Mar 2017 to 29 Apr 2019)
- CF30 Customer (6 Nov 2007 to 14 Feb 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.