Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 26 Jul 2018)
    • [FCA CF] Functions requiring qualifications (20 Nov 2019 to 2 Jul 2021)
    • [FCA CF] Manager of certification employee (since 2 Apr 2018)
    • [FCA CF] Functions requiring qualifications (2 Apr 2018 to 2 Jul 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (15 Sep 2003 to 25 Mar 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Sep 2003)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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