Coutts & Company

Principal Place of Business

Phone

+4402077531000

Web

https://www.coutts.com

Complaints Contact

Phone

+4402077531000

Bank Deposits

For All, Deposit

Buy-to-Let Mortgage Admin

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Buy-to-Let Mortgage Lending

Mortgage Servicing

For Customer, Regulated mortgage contract

P2P Lending Advice

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial

Pension Transfer Advice

For Retail (Investment), Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Land Loan Advice

Investment Advice (no pensions)

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Commodity Future, Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Arranging

For Customer, Regulated mortgage contract

Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

Trade Settlement Routing

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

Credit Brokering

Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Debt Plan Admin

Debt Collection

Debt Advice

Mortgage Lending

For Customer, Regulated mortgage contract

Consumer Loans

Loan Servicing

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Stakeholder pension scheme, Rights to or interests in investments (Security), Unit, Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Holds Your Assets

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Electronic Trade Settlement

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

IRN MXS36335

• (3027)[FCA CF] Manager of certification employee (19 Apr 2016 to 25 Feb 2022)
• (3026)[PRA CF] Significant risk taker or Material risk taker (19 Apr 2016 to 25 Feb 2022)

IRN MXS00056

• (1043)[PRA CF] Significant risk taker or Material risk taker (since 21 Mar 2023)
• (1102)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 1 Jul 2020)

IRN MXO77499

• (1112)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
• (1113)4. Giving personal recommendations on retail investment products which are not broker funds
• (1114)[FCA CF] Functions requiring qualifications (since 17 Oct 2024)

IRN MJE01056

• (1939)CF21 Investment Adviser (15 Oct 2003 to 13 Apr 2006)
• (1938)CF22 Investment Adviser (Trainee) (3 May 2002 to 15 Oct 2003)
• (1937)CF27 Investment Management (1 Dec 2001 to 12 Dec 2001)

IRN MEA01015

• (810)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 26 Mar 2019)
• (807)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
• (809)CF21 Investment Adviser (20 Feb 2003 to 31 Oct 2007)
• (808)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Feb 2003)

IRN MPG01050

• (2231)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 19 Dec 2018)
• (2228)CF30 Customer (1 Nov 2007 to 19 Nov 2012)
• (2230)CF21 Investment Adviser (10 Aug 2006 to 31 Oct 2007)
• (2229)CF22 Investment Adviser (Trainee) (7 Nov 2005 to 10 Aug 2006)

IRN MXH02230

• (146)[PRA CF] Significant risk taker or Material risk taker (since 11 Nov 2025)
• (147)[FCA CF] Manager of certification employee (since 11 Nov 2025)
• (2489)CF30 Customer (26 Oct 2012 to 6 Mar 2016)

IRN MJB01631

• (2776)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 24 Mar 2023)
• (2775)CF30 Customer (19 Aug 2015 to 6 Mar 2016)

IRN MJB01395

• (2994)CF30 Customer (1 Nov 2007 to 25 Sep 2012)
• (2996)CF21 Investment Adviser (31 Oct 2006 to 31 Oct 2007)
• (2995)CF22 Investment Adviser (Trainee) (6 Oct 2005 to 31 Oct 2006)

IRN MXC35916

• (2262)[PRA CF] Significant risk taker or Material risk taker (28 Dec 2023 to 28 Jun 2024)