Michael Gabbitas

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KUWAIT FINANCE HOUSE PLC

    FRN 131818

    • 3. Giving personal recommendations on derivatives
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Sep 2024)
    • [FCA CF] Client dealing (since 18 Sep 2024)
  • Bank of London and The Middle East plc (no longer approved here)

    FRN 464292

    • SMF18 Other Overall Responsibility (17 May 2023 to 30 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (28 Jun 2021 to 30 Apr 2024)
    • [FCA CF] Material risk taker (28 Jun 2021 to 30 Apr 2024)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Functions requiring qualifications (28 Feb 2019 to 1 Feb 2021)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 19 Dec 2018)
    • CF30 Customer (1 Nov 2007 to 19 Nov 2012)
    • CF21 Investment Adviser (10 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Nov 2005 to 10 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.