Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 17 Oct 2024)
-
Coutts & Company
FRN 122287
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 17 Oct 2024)
-
- [FCA CF] Functions requiring qualifications (19 Jul 2022 to 29 May 2023)
-
- [FCA CF] Functions requiring qualifications (21 Oct 2019 to 15 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.