Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 18 Aug 2023)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [FCA CF] Manager of certification employee (24 Jun 2019 to 25 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (24 Jun 2019 to 25 Feb 2022)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (19 Apr 2016 to 25 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (19 Apr 2016 to 25 Feb 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (19 Apr 2016 to 25 Feb 2022)
    • [FCA CF] Manager of certification employee (19 Apr 2016 to 25 Feb 2022)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [PRA CF] Significant risk taker or Material risk taker (19 Apr 2016 to 25 Feb 2022)
    • [FCA CF] Manager of certification employee (19 Apr 2016 to 25 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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