Coutts & Company

Principal Place of Business

Phone

+4402077531000

Web

https://www.coutts.com

Complaints Contact

Phone

+4402077531000

Bank Deposits

For All, Deposit

Buy-to-Let Mortgage Admin

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Buy-to-Let Mortgage Lending

Mortgage Servicing

For Customer, Regulated mortgage contract

P2P Lending Advice

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial

Pension Transfer Advice

For Retail (Investment), Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Land Loan Advice

Investment Advice (no pensions)

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Commodity Future, Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Arranging

For Customer, Regulated mortgage contract

Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

Trade Settlement Routing

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

Credit Brokering

Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Debt Plan Admin

Debt Collection

Debt Advice

Mortgage Lending

For Customer, Regulated mortgage contract

Consumer Loans

Loan Servicing

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Stakeholder pension scheme, Rights to or interests in investments (Security), Unit, Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Holds Your Assets

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Electronic Trade Settlement

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

IRN PAL01066

• (1640)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 6 Apr 2020)
• (1635)CF30 Customer (1 Oct 2008 to 6 Mar 2016)
• (1636)CF29 Significant management (1 Nov 2007 to 1 Oct 2008)
• (1634)Responsible for Insurance Mediation (20 Sep 2004 to 1 Oct 2008)
• (1639)CF16 Significant Mgt (Desgntd Investment Business) (6 Jan 2004 to 31 Oct 2007)
• (1638)CF17 Significant Mgt (Other Business Operations) (6 Jan 2004 to 31 Oct 2007)
• (1637)CF21 Investment Adviser (1 Dec 2001 to 5 Sep 2003)

IRN PXC00026

• (1008)[PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2020)
• (1009)[FCA CF] Manager of certification employee (since 1 Jan 2020)

IRN PAW00087

• (1044)[FCA CF] Manager of certification employee (27 Feb 2020 to 30 Sep 2024)
• (1045)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Dec 2019)
• (1041)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
• (1043)CF21 Investment Adviser (21 Apr 2005 to 31 Oct 2007)
• (1042)CF22 Investment Adviser (Trainee) (18 Mar 2004 to 21 Apr 2005)

IRN PXB01293

• (1867)CF30 Customer (3 Jun 2010 to 21 Sep 2015)

IRN PXK37246

• (1)[PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2021)
• (2183)[FCA CF] Manager of certification employee (15 Jun 2020 to 24 Aug 2020)
• (2182)[FCA CF] Material risk taker (19 Jun 2019 to 1 Jul 2020)

IRN PEM01042

• (533)CF21 Investment Adviser (19 Feb 2004 to 16 Dec 2005)
• (532)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Feb 2004)

IRN PXH37275

• (2134)[FCA CF] Material risk taker (29 Jan 2019 to 31 Dec 2020)

IRN PGF01022

• (1425)SMF1 Chief Executive (7 Mar 2016 to 27 Jul 2023)
• (1427)CF1 Director (4 Mar 2016 to 6 Mar 2016)
• (1426)CF3 Chief Executive (4 Mar 2016 to 6 Mar 2016)

IRN PJD01156

• (549)CF21 Investment Adviser (27 Sep 2002 to 31 Aug 2004)
• (548)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Sep 2002)

IRN PJM01265

• (629)CF30 Customer (12 Dec 2007 to 25 Aug 2009)
• (630)CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2006)