Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 6 Apr 2020)
    • CF30 Customer (1 Oct 2008 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 1 Oct 2008)
    • Responsible for Insurance Mediation (20 Sep 2004 to 1 Oct 2008)
    • CF17 Significant Mgt (Other Business Operations) (6 Jan 2004 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Jan 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Sep 2003)
  • COUTTS FINANCE CO. (no longer approved here)

    FRN 305968

    • CF1 Director (31 Oct 2004 to 1 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.