Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 6 Apr 2020)
- CF30 Customer (1 Oct 2008 to 6 Mar 2016)
- CF29 Significant management (1 Nov 2007 to 1 Oct 2008)
- Responsible for Insurance Mediation (20 Sep 2004 to 1 Oct 2008)
- CF17 Significant Mgt (Other Business Operations) (6 Jan 2004 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (6 Jan 2004 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 5 Sep 2003)
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- CF1 Director (31 Oct 2004 to 1 Oct 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.