Courtiers Investment Services Limited

Date authorised
1 April 2013
Companies House
01387954
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18 Hart Street
    Henley-on-Thames
    Oxfordshire
    RG9 2AU
    UNITED KINGDOM
    Phone
    +4401491578368
    Web
    https://www.courtiers.co.uk

  • Complaints Contact

    Courtiers Investment Services
    18 Hart Street
    Henley-On-Thames
    Oxfordshire
    RG9 2AU
    UNITED KINGDOM
    Phone
    +441491578368

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit

    Show 2 limitations
    • · Limited to Investment Companies with Variable Capital box management activities and in carrying on such activities to the specified investments, ¿unit¿, ¿option (excluding a commodity option and an option on commodity futures)¿, ¿future (excluding a commodity future and a rolling spot forex contract) and rights to or interests in investments ¿ contractually based investments¿, (when the later is associated with these specified investments).
    • · Limited to acting as an operator of a collective investment scheme

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Dennis Wiggins

    IRN MDW00003

    • CF30 Customer (10 Oct 2014 to 30 Jul 2015)
    • CF1 Director (AR) (10 Oct 2014 to 30 Jul 2015)
  • Minesh Jaikishen Parmar

    IRN MXP00052

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jun 2021)
    • CF1 Director (AR) (23 Apr 2018 to 9 Jun 2021)
    • CF30 Customer (23 Apr 2018 to 9 Jun 2021)
  • Mohammed Hassan Latif

    IRN MXL00776

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Aug 2025)
  • Paul Kemsley

    IRN PJK01107

    • [FCA CF] Client dealing (9 Dec 2019 to 16 May 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 May 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 May 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 May 2025)
    • CF30 Customer (5 Nov 2013 to 8 Dec 2019)
  • Paul Michael Harwood

    IRN PMH01119

    • CF30 Customer (1 Nov 2007 to 2 Jul 2011)
    • CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Feb 2006 to 14 Sep 2006)
  • Paul Michael Stewart-Gillham

    IRN PMS01201

    • [FCA CF] CASS oversight function (1 Oct 2022 to 9 Jul 2025)
    • [FCA CF] Material risk taker (22 Feb 2021 to 9 Jul 2025)
    • [FCA CF] Functions requiring qualifications (22 Feb 2021 to 9 Jul 2025)
  • Pavinder Rehal

    IRN PXR00187

    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Philip Craddock

    IRN PXC00024

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Jul 2023)
    • CF1 Director (AR) (17 Jun 2011 to 1 Dec 2020)
    • CF30 Customer (1 Apr 2008 to 1 Dec 2020)
  • Philip George Manning

    IRN PGM00006

    • CF10 Compliance Oversight (1 Dec 2001 to 1 Apr 2004)
    • CF1 Director (1 Dec 2001 to 1 Apr 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Apr 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2004)
  • Phillip Greenwood

    IRN PXG00204

    • [FCA CF] Material risk taker (9 Dec 2019 to 12 May 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.