Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • [FCA CF] CASS oversight function (1 Oct 2022 to 9 Jul 2025)
    • [FCA CF] Functions requiring qualifications (22 Feb 2021 to 9 Jul 2025)
    • [FCA CF] Material risk taker (22 Feb 2021 to 9 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

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