Courtiers Investment Services Limited

Date authorised
1 April 2013
Companies House
01387954
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18 Hart Street
    Henley-on-Thames
    Oxfordshire
    RG9 2AU
    UNITED KINGDOM
    Phone
    +4401491578368
    Web
    https://www.courtiers.co.uk

  • Complaints Contact

    Courtiers Investment Services
    18 Hart Street
    Henley-On-Thames
    Oxfordshire
    RG9 2AU
    UNITED KINGDOM
    Phone
    +441491578368

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit

    Show 2 limitations
    • · Limited to Investment Companies with Variable Capital box management activities and in carrying on such activities to the specified investments, ¿unit¿, ¿option (excluding a commodity option and an option on commodity futures)¿, ¿future (excluding a commodity future and a rolling spot forex contract) and rights to or interests in investments ¿ contractually based investments¿, (when the later is associated with these specified investments).
    • · Limited to acting as an operator of a collective investment scheme

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart David Bryant

    IRN SDB00006

    • [FCA CF] Functions requiring qualifications (11 Mar 2020 to 30 Apr 2022)
    • [FCA CF] Client dealing (11 Mar 2020 to 30 Apr 2022)
  • Stuart Edward Richards

    IRN SER01027

    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Sep 2021)
  • Susan Ruth Ruston

    IRN SXR00337

    • [FCA CF] Material risk taker (9 Dec 2019 to 22 Oct 2025)
  • Thomas Michael Stephenson

    IRN TMS01116

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Oct 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Nov 2025)
    • CF30 Customer (11 Nov 2016 to 8 Dec 2019)
  • Timothy Bowler

    IRN TXB00008

    • CF30 Customer (11 Dec 2007 to 26 Dec 2012)
  • Tobias Ewart Hancock

    IRN TXH00374

    • [FCA CF] Functions requiring qualifications (17 May 2023 to 7 Feb 2025)
    • [FCA CF] Client dealing (17 May 2023 to 7 Feb 2025)
  • Tuhin Ahmed Miah

    IRN TAM01099

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Dec 2021)
    • CF30 Customer (30 Jan 2009 to 8 Dec 2019)
  • Ugiagbe Imuetinyan Asoro Ugiagbe

    IRN UXU00004

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 May 2022)
    • [FCA CF] Client dealing (since 19 May 2022)
  • Vanessa Clayton

    IRN VEC01020

    • CF30 Customer (7 Jul 2016 to 8 Dec 2019)
  • William Oswin Ross

    IRN WOR00001

    • CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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