Thomas Michael Stephenson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lumin Wealth Limited

    FRN 775068

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Oct 2025)
    • [FCA CF] Client dealing (since 13 Oct 2025)
  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Oct 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Nov 2025)
    • CF30 Customer (11 Nov 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.