Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
    • [FCA CF] Client dealing (since 8 Sep 2025)
  • Clarity Limited (no longer approved here)

    FRN 185468

    • [FCA CF] Client dealing (21 Jun 2023 to 16 Jun 2025)
    • [FCA CF] Functions requiring qualifications (21 Jun 2023 to 16 Jun 2025)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • [FCA CF] Functions requiring qualifications (24 Feb 2022 to 13 Dec 2022)
    • [FCA CF] Client dealing (24 Feb 2022 to 13 Dec 2022)
  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Dec 2021)
    • CF30 Customer (30 Jan 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.