Countrywide Assured Plc

• Principal Place of Business

  2nd floor

  33-34 Winckley Square

  Preston

  Lancashire

  PR1 3JJ

  UNITED KINGDOM

  Phone

  +4401772972050

  Web

  https://www.countrywideassured.co.uk

• Complaints Contact

  2nd Floor

  33-34 Winckley Square

  Preston

  Lancashire

  PR1 3JJ

  UNITED KINGDOM

  Phone

  +4407711948689

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

  Show 1 limitation Hide limitations

  • · The investment types, Capital redemption, Pension fund management and Marriage & Birth in activity of effecting contracts of insurance is limited to accepting certain business of Save & Prosper Insurance Ltd and Save & Prosper Pensions Ltd pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 15 December 2011.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jane Dale

  IRN JED01078

  • SMF10 Chair of the Risk Committee (10 Dec 2018 to 13 May 2025)
  • SMF11 Chair of the Audit Committee (10 Dec 2018 to 13 May 2025)
  • SIMF10 Chair of the Risk Committee (21 Nov 2016 to 9 Dec 2018)
  • SIMF11 Chair of the Audit Committee (21 Nov 2016 to 9 Dec 2018)
• John Brady

  IRN JPB01153

  • CF30 Customer (1 Nov 2007 to 14 Dec 2012)
  • CF21 Investment Adviser (13 Dec 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Dec 2002)
• John Vincent Deane

  IRN JVD01013

  • SMF7 Group Entity Senior Manager (25 Mar 2019 to 19 Oct 2021)
  • SIMF1 Chief Executive Function (7 Mar 2016 to 26 Oct 2016)
  • CF8 Apportionment and Oversight (2 Dec 2014 to 6 Mar 2016)
  • CF1 Director (2 Dec 2014 to 9 Dec 2018)
  • CF3 Chief Executive (2 Dec 2014 to 6 Mar 2016)
• Karen Miller

  IRN KXM02241

  • SMF20a With-Profits Actuary (since 10 Dec 2018)
  • SIMF21 With-Profits Actuary (1 Feb 2018 to 9 Dec 2018)
• Kelly Louise Ogden

  IRN KLB01056

  • CF30 Customer (1 Nov 2007 to 14 Dec 2012)
  • CF21 Investment Adviser (8 Aug 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 Dec 2006 to 31 Oct 2007)
• Kenneth Duncan Hogg

  IRN KDH01041

  • SMF1 Chief Executive (10 Dec 2018 to 8 Nov 2023)
  • SIMF1 Chief Executive Function (18 Oct 2016 to 9 Dec 2018)
• Kenneth Romney

  IRN KOR01002

  • CF28 Systems and controls (1 Nov 2007 to 17 May 2013)
  • CF14 Risk Assessment (18 Jul 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 7 Sep 2006)
  • CF1 Director (1 Dec 2001 to 17 May 2013)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF15 Internal Audit (1 Dec 2001 to 21 Jun 2005)
• Luke Savage

  IRN LXS01261

  • SMF7 Group Entity Senior Manager (since 12 Feb 2020)
• Marianne Janet Warren

  IRN MJW00076

  • CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2002)
• Mark Hesketh

  IRN MXH01424

  • SMF9 Chair of the Governing Body (since 8 Apr 2024)
  • Director of firm who is not a certification employee or a SMF manager (since 18 Dec 2018)

• Countrywide Assured Retirement Services Limited (no longer appointed)

  FRN 192088 · Appointed 8 Jun 1998 · Until 1 Jan 2005

• Countrywide Assured Services Limited (no longer appointed)

  FRN 200976 · Appointed 14 Jul 1993 · Until 27 Jan 2023

• Countrywide Assured Financial Services (Introducer) (no longer appointed)

  FRN 158248 · Appointed 26 Mar 1973 · Until 10 Oct 2003

No changes recorded yet.