Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF14 Senior Independent Director (1 May 2017 to 29 Apr 2021)
- SMF11 Chair of the Audit Committee (7 Mar 2016 to 5 Aug 2020)
- CF2 Non Executive Director (24 May 2013 to 6 Mar 2016)
-
- CF28 Systems and controls (1 Nov 2007 to 17 May 2013)
- CF14 Risk Assessment (18 Jul 2007 to 31 Oct 2007)
- CF15 Internal Audit (1 Dec 2001 to 21 Jun 2005)
- CF11 Money Laundering Reporting (1 Dec 2001 to 7 Sep 2006)
- CF1 Director (1 Dec 2001 to 17 May 2013)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
-
- CF11 Money Laundering Reporting (18 Dec 2003 to 15 Jul 2004)
- CF1 Director (18 Dec 2003 to 30 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.