John Brady

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRUE BEARING LIMITED

    FRN 486512

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 9 Jun 2014)
  • True Bearing (North West) Limited

    FRN 709439

    • (1)Employed By (since 10 Jul 2015)
  • Bread and Butter Advice Limited (no longer approved here)

    FRN 585311

    • Employed By (9 Jun 2014 to 14 Sep 2014)
  • Countrywide Assured Plc (no longer approved here)

    FRN 141916

    • CF30 Customer (1 Nov 2007 to 14 Dec 2012)
    • CF21 Investment Adviser (13 Dec 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.