Countrywide Assured Plc

• Principal Place of Business

  2nd floor

  33-34 Winckley Square

  Preston

  Lancashire

  PR1 3JJ

  UNITED KINGDOM

  Phone

  +4401772972050

  Web

  https://www.countrywideassured.co.uk

• Complaints Contact

  2nd Floor

  33-34 Winckley Square

  Preston

  Lancashire

  PR1 3JJ

  UNITED KINGDOM

  Phone

  +4407711948689

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

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  • · The investment types, Capital redemption, Pension fund management and Marriage & Birth in activity of effecting contracts of insurance is limited to accepting certain business of Save & Prosper Insurance Ltd and Save & Prosper Pensions Ltd pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 15 December 2011.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mary Winifred Fishwick

  IRN WMF01011

  • CF29 Significant management (1 Nov 2007 to 27 Mar 2015)
  • CF16 Significant Mgt (Desgntd Investment Business) (16 Oct 2002 to 31 Oct 2007)
• Matthew James George

  IRN MJG01223

  • CF30 Customer (1 Nov 2007 to 14 Dec 2012)
  • CF21 Investment Adviser (20 Jan 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jan 2003)
• Michael Charles Nower

  IRN MCN01008

  • CF1 Director (1 Dec 2001 to 25 May 2004)
• Michael John Gordon

  IRN MJG01125

  • CF2 Non Executive Director (30 Apr 2004 to 17 May 2013)
• Michael Jonathan Evans

  IRN MJE01051

  • SIMF14 Senior Independent Director (7 Mar 2016 to 28 Sep 2018)
  • CF2 Non Executive Director (22 Mar 2013 to 6 Mar 2016)
• Paul Edward Barton

  IRN PEB00026

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 4 Oct 2002)
• Perry Scott

  IRN PXS00149

  • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
• Peter William Mason

  IRN PWM01037

  • SMF9 Chair of the Governing Body (10 Dec 2018 to 8 Jun 2020)
  • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
  • CF28 Systems and controls (1 Nov 2007 to 1 May 2008)
  • CF15 Internal Audit (21 Jun 2005 to 31 Oct 2007)
  • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
• Peter William Wright

  IRN PWW01038

  • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 31 Dec 2016)
  • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 31 Dec 2016)
  • CF2 Non Executive Director (3 Jan 2008 to 6 Mar 2016)
  • CF12A With-Profits Actuary (21 Jun 2005 to 3 Jan 2008)
  • CF1 Director (1 Dec 2001 to 3 Jan 2008)
  • CF12 Actuarial (1 Dec 2001 to 3 Jan 2008)
• Philip Arthur Barnes

  IRN PAB01234

  • CF30 Customer (1 Nov 2007 to 10 Jan 2011)
  • CF21 Investment Adviser (22 Apr 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (13 Feb 2002 to 22 Apr 2004)

• Countrywide Assured Retirement Services Limited (no longer appointed)

  FRN 192088 · Appointed 8 Jun 1998 · Until 1 Jan 2005

• Countrywide Assured Services Limited (no longer appointed)

  FRN 200976 · Appointed 14 Jul 1993 · Until 27 Jan 2023

• Countrywide Assured Financial Services (Introducer) (no longer appointed)

  FRN 158248 · Appointed 26 Mar 1973 · Until 10 Oct 2003

No changes recorded yet.