Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Sep 2025)
    • [FCA CF] Client dealing (since 29 Sep 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (4 Jun 2025 to 23 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (4 Jun 2025 to 30 Sep 2025)
    • CF30 Customer (4 Jun 2025 to 23 Oct 2025)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (7 Jul 2021 to 23 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2025)
    • CF30 Customer (7 Dec 2012 to 23 Oct 2025)
  • Alexander House Wealth Management Limited (no longer approved here)

    FRN 585055

    • Employed By (7 Dec 2012 to 23 Oct 2025)
  • Countrywide Assured Plc (no longer approved here)

    FRN 141916

    • CF30 Customer (1 Nov 2007 to 14 Dec 2012)
    • CF21 Investment Adviser (20 Jan 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.