Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Throgmorton Capital Management Limited
FRN 827982
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 29 Sep 2025)
- [FCA CF] Client dealing (since 29 Sep 2025)
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- CF1 Director (AR) (4 Jun 2025 to 23 Oct 2025)
- Appointed representative dealing with clients for which they require qualification (4 Jun 2025 to 30 Sep 2025)
- CF30 Customer (4 Jun 2025 to 23 Oct 2025)
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- CF1 Director (AR) (7 Jul 2021 to 23 Oct 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2025)
- CF30 Customer (7 Dec 2012 to 23 Oct 2025)
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- Employed By (7 Dec 2012 to 23 Oct 2025)
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- CF30 Customer (1 Nov 2007 to 14 Dec 2012)
- CF21 Investment Adviser (20 Jan 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.