Date authorised
1 April 2013
Companies House
05280582
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    750 Mandarin Court
    Warrington
    Cheshire
    WA1 1GG
    UNITED KINGDOM
    Phone
    +4401925637891
  • Complaints Contact

    750 Mandarin Court
    Warrington
    Cheshire
    WA1 1GG
    UNITED KINGDOM
    Phone
    +4401925637891

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking that is in connection with mortgages
  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with investment advice or advice on mortgages.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Jones McArthur

    IRN JJM00035

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 7 Jun 2022)
    • CF1 Director (AR) (since 7 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (since 7 Jun 2022)
    • [FCA CF] Client dealing (since 19 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 19 Jan 2022)
  • James Joseph Farrington

    IRN JXF00743

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 1 Apr 2026)
    • [FCA CF] Client dealing (since 17 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Dec 2025)
  • James Joseph Softley

    IRN JXS00714

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 May 2025)
    • [FCA CF] Client dealing (since 1 May 2025)
  • James Lavender

    IRN JXL27711

    • Appointed representative dealing with clients for which they require qualification (1 Oct 2021 to 28 Sep 2023)
    • CF30 Customer (30 Sep 2021 to 28 Sep 2023)
    • [FCA CF] Client dealing (17 Aug 2021 to 28 Sep 2023)
    • [FCA CF] Functions requiring qualifications (17 Aug 2021 to 28 Sep 2023)
  • James Stephen Iacovou

    IRN JSI01015

    • CF1 Director (AR) (10 Oct 2017 to 1 Nov 2018)
  • Jason David Lloyd

    IRN JDL01087

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 24 Apr 2020)
    • CF30 Customer (since 23 Apr 2020)
    • CF1 Director (AR) (since 23 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 20 Apr 2020)
    • Appointed representative dealing with clients for which they require qualification (since 20 Apr 2020)
    • [PRA CF] Key function holder (24 Apr 2020 to 25 Apr 2020)
  • Jason Robert Samuels

    IRN JRS01278

    • CF30 Customer (24 Apr 2020 to 16 Dec 2020)
  • Jason Spencer Norton

    IRN JSN00008

    • CF30 Customer (27 Oct 2008 to 7 Nov 2011)
  • Jaydeep Maru

    IRN JXM02138

    • [FCA CF] Functions requiring qualifications (25 Sep 2020 to 1 Oct 2025)
    • [PRA CF] Key function holder (25 Sep 2020 to 26 Sep 2020)
    • [FCA CF] Client dealing (25 Sep 2020 to 1 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (25 Sep 2020 to 1 Oct 2025)
    • CF1 Director (AR) (24 Sep 2020 to 1 Oct 2025)
    • CF30 Customer (24 Sep 2020 to 1 Oct 2025)
  • Jennifer Wood

    IRN JXW00688

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Sep 2022)
    • Responsibility for MCD Intermediation (since 12 Sep 2022)
    • Responsible for Insurance Distribution (since 12 Sep 2022)
    • SMF16 Compliance Oversight (since 12 Sep 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.