Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 17 Dec 2025)
    • CF1 Director (AR) (since 13 Dec 2025)
    • CF30 Customer (since 13 Dec 2025)
    • [FCA CF] Client dealing (since 9 Sep 2025)
    • [FCA CF] Functions requiring qualifications (31 Oct 2025 to 17 Dec 2025)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • Appointed representative dealing with clients for which they require qualification (25 Sep 2020 to 1 Oct 2025)
    • [PRA CF] Key function holder (25 Sep 2020 to 26 Sep 2020)
    • [FCA CF] Client dealing (25 Sep 2020 to 1 Oct 2025)
    • [FCA CF] Functions requiring qualifications (25 Sep 2020 to 1 Oct 2025)
    • CF30 Customer (24 Sep 2020 to 1 Oct 2025)
    • CF1 Director (AR) (24 Sep 2020 to 1 Oct 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (10 Dec 2015 to 22 Feb 2016)
    • CF30 Customer (14 May 2010 to 5 Oct 2017)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (10 Dec 2015 to 22 Feb 2016)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (77)Employed By (14 May 2010 to 6 Aug 2020)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (12 Jan 2006 to 30 Mar 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Nov 2005 to 13 Jan 2006)
    • CF22 Investment Adviser (Trainee) (18 Mar 2004 to 1 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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