Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rosemount Financial Solutions (IFA) Limited
FRN 535515
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 17 Dec 2025)
- CF1 Director (AR) (since 13 Dec 2025)
- CF30 Customer (since 13 Dec 2025)
- [FCA CF] Client dealing (since 9 Sep 2025)
- [FCA CF] Functions requiring qualifications (31 Oct 2025 to 17 Dec 2025)
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- Appointed representative dealing with clients for which they require qualification (25 Sep 2020 to 1 Oct 2025)
- [PRA CF] Key function holder (25 Sep 2020 to 26 Sep 2020)
- [FCA CF] Client dealing (25 Sep 2020 to 1 Oct 2025)
- [FCA CF] Functions requiring qualifications (25 Sep 2020 to 1 Oct 2025)
- CF30 Customer (24 Sep 2020 to 1 Oct 2025)
- CF1 Director (AR) (24 Sep 2020 to 1 Oct 2025)
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- CF1 Director (AR) (10 Dec 2015 to 22 Feb 2016)
- CF30 Customer (14 May 2010 to 5 Oct 2017)
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- CF1 Director (AR) (10 Dec 2015 to 22 Feb 2016)
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- (77)Employed By (14 May 2010 to 6 Aug 2020)
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- Employed By (12 Jan 2006 to 30 Mar 2006)
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- CF21 Investment Adviser (1 Nov 2005 to 13 Jan 2006)
- CF22 Investment Adviser (Trainee) (18 Mar 2004 to 1 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.