Jason David Lloyd

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 24 Apr 2020)
    • CF1 Director (AR) (since 23 Apr 2020)
    • CF30 Customer (since 23 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 20 Apr 2020)
    • Appointed representative dealing with clients for which they require qualification (since 20 Apr 2020)
    • [PRA CF] Key function holder (24 Apr 2020 to 25 Apr 2020)
  • WLS Financial Services Limited

    FRN 813882

    • Employed By (since 25 Jul 2018)
  • Blackfinch Investments Limited (no longer approved here)

    FRN 153860

    • CF11 Money Laundering Reporting (29 Jul 2014 to 27 Feb 2015)
    • CF30 Customer (10 Jun 2013 to 27 Feb 2015)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF1 Director (AR) (1 Apr 2008 to 29 Dec 2008)
    • CF30 Customer (7 Jan 2008 to 29 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.