James Jones McArthur

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 7 Jun 2022)
    • CF1 Director (AR) (since 7 Jun 2022)
    • CF30 Customer (since 7 Jun 2022)
    • [FCA CF] Client dealing (since 19 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 19 Jan 2022)
  • Jim McArthur Independent Financial Services Limited

    FRN 973484

    • (1)Employed By (since 7 Jun 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 21 Jan 2022)
    • CF1 Director (AR) (20 Dec 2002 to 21 Jan 2022)
    • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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