Date authorised
3 June 2016
Companies House
OC349617
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Connection Capital LLP, Unit 21
    Cottesbrooke Park
    Heartlands Business Park
    Daventry
    Northamptonshire
    NN11 8YL
    UNITED KINGDOM
    Phone
    +441327366010
  • Complaints Contact

    Connection Capital LLP, Unit 21
    Cottesbrooke Park
    Heartlands Business Park
    Daventry
    Northamptonshire
    NN11 8YL
    UNITED KINGDOM
    Phone
    +441327366010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · The firm must not conduct designated investment business other than corporate finance business unless it is in relation to management of an AIF or CIS.
  • Authorised to Operate

    For Eligible Counterparty, Professional

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · The firm must not conduct designated investment business other than corporate finance business unless it is in relation to management of an AIF or CIS.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · The firm must not conduct designated investment business other than corporate finance business unless it is in relation to management of an AIF or CIS.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael William Coupland

    IRN MWC01098

    • [FCA CF] Functions requiring qualifications (1 Aug 2020 to 14 Feb 2024)
    • [FCA CF] Client dealing (1 Aug 2020 to 14 Feb 2024)
    • CF30 Customer (21 Aug 2018 to 8 Dec 2019)
  • Miles Daniel Otway

    IRN MDO01037

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2024)
    • CF4 Partner (3 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (3 Jun 2016 to 8 Dec 2019)
  • Pascal Adrian Wittet

    IRN PAW01233

    • SMF27 Partner (9 Dec 2019 to 7 Jul 2020)
    • CF4 Partner (19 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (3 Jun 2016 to 8 Dec 2019)
  • Peter Nicholas Knight

    IRN PNK01013

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2022)
    • [FCA CF] Significant management (since 1 Aug 2022)
  • Robert Clarke

    IRN RXC01331

    • SMF9 Chair of the Governing Body (since 2 Jan 2024)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (3 Jun 2016 to 8 Dec 2019)
  • Sam Kemp

    IRN SXK02211

    • SMF27 Partner (since 14 Mar 2026)
    • SMF1 Chief Executive (since 14 Mar 2026)
  • Scott William Barham

    IRN SWB01071

    • [FCA CF] Client dealing (1 Aug 2020 to 2 Apr 2025)
    • [FCA CF] Functions requiring qualifications (1 Aug 2020 to 2 Apr 2025)
    • CF30 Customer (5 Jan 2017 to 8 Dec 2019)
  • Stephen Richard Wilson

    IRN SRW01107

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (3 Jun 2016 to 8 Dec 2019)
    • CF4 Partner (3 Jun 2016 to 8 Dec 2019)
  • Stephen Turner Catling

    IRN STC01033

    • CF30 Customer (15 Jul 2016 to 8 Dec 2019)
  • Susan Gilmore Heard

    IRN SGH01102

    • SMF27 Partner (9 Dec 2019 to 24 Apr 2020)
    • CF11 Money Laundering Reporting (3 Jun 2016 to 24 May 2017)
    • CF30 Customer (3 Jun 2016 to 8 Dec 2019)
    • CF4 Partner (3 Jun 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.