Connection Capital LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · The firm must not conduct designated investment business other than corporate finance business unless it is in relation to management of an AIF or CIS.
Authorised to Operate

For Eligible Counterparty, Professional
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · The firm must not conduct designated investment business other than corporate finance business unless it is in relation to management of an AIF or CIS.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · The firm must not conduct designated investment business other than corporate finance business unless it is in relation to management of an AIF or CIS.

Senior staff personally approved by the FCA to hold their roles here.

Victoria McGurran
IRN VLB01013
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
- CF30 Customer (23 Feb 2017 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.