Susan Gilmore Heard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Connection Capital LLP (no longer approved here)
FRN 705640
- SMF27 Partner (9 Dec 2019 to 24 Apr 2020)
- CF11 Money Laundering Reporting (3 Jun 2016 to 24 May 2017)
- CF30 Customer (3 Jun 2016 to 8 Dec 2019)
- CF4 Partner (3 Jun 2016 to 8 Dec 2019)
Palatine Private Equity LLP (no longer approved here)
FRN 441913
- CF4 Partner (AR) (13 Jan 2010 to 23 Nov 2012)
Connection Capital LLP (no longer approved here)
FRN 513144
- Employed By (13 Jan 2010 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.