Connection Capital LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · The firm must not conduct designated investment business other than corporate finance business unless it is in relation to management of an AIF or CIS.
Authorised to Operate

For Eligible Counterparty, Professional
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · The firm must not conduct designated investment business other than corporate finance business unless it is in relation to management of an AIF or CIS.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · The firm must not conduct designated investment business other than corporate finance business unless it is in relation to management of an AIF or CIS.

Senior staff personally approved by the FCA to hold their roles here.

Hannah Willison
IRN HXW00134
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 19 Apr 2022)
- [FCA CF] Client dealing (since 19 Apr 2022)
Helen Rumsey
IRN HXR00100
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
Ian Stuart Darby
IRN ISD01011
- SMF27 Partner (since 9 Dec 2019)
- SMF9 Chair of the Governing Body (19 Feb 2020 to 2 Jan 2024)
- CF4 Partner (3 Jun 2016 to 8 Dec 2019)
James Murray Greenwood
IRN JMG01282
- 17. Administrative functions in relation to managing investments
- [FCA CF] Client dealing (since 20 Jun 2022)
- [FCA CF] Functions requiring qualifications (since 20 Jun 2022)
Jean Lorraine Homewood
IRN LXL01097
- CF30 Customer (3 Jun 2016 to 31 Jul 2016)
John Henry Butterworth
IRN JHB01170
- CF30 Customer (5 Apr 2018 to 8 Dec 2019)
Jonathan Sternal
IRN JXS00311
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2021)
Joseph Samuel
IRN JXS04110
- [FCA CF] Client dealing (since 3 Nov 2025)
Julian Edward Carr
IRN JEC01106
- CF30 Customer (3 Jun 2016 to 13 Jul 2016)
- CF4 Partner (3 Jun 2016 to 13 Jul 2016)
Katharine Browning
IRN KXB01509
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.