Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ethos Partners LLP
FRN 813812
- SMF1 Chief Executive (since 17 Dec 2024)
- SMF16 Compliance Oversight (since 17 Dec 2024)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Mar 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 10 Mar 2021)
- CF11 Money Laundering Reporting (14 Feb 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Feb 2019 to 8 Dec 2019)
- CF30 Customer (14 Feb 2019 to 8 Dec 2019)
- CF4 Partner (14 Feb 2019 to 8 Dec 2019)
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- CF4 Partner (AR) (28 Feb 2018 to 12 Feb 2019)
- CF30 Customer (28 Feb 2018 to 12 Feb 2019)
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- CF30 Customer (3 Jun 2016 to 13 Jul 2016)
- CF4 Partner (3 Jun 2016 to 13 Jul 2016)
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- Employed By (18 Jul 2012 to 8 Dec 2019)
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- CF23 Corporate Finance Adviser (28 Mar 2006 to 31 Jul 2007)
- CF27 Investment Management (28 Mar 2006 to 31 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.