Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 17 Dec 2024)
    • SMF16 Compliance Oversight (since 17 Dec 2024)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Mar 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Mar 2021)
    • CF11 Money Laundering Reporting (14 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (14 Feb 2019 to 8 Dec 2019)
    • CF4 Partner (14 Feb 2019 to 8 Dec 2019)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF4 Partner (AR) (28 Feb 2018 to 12 Feb 2019)
    • CF30 Customer (28 Feb 2018 to 12 Feb 2019)
  • Connection Capital LLP (no longer approved here)

    FRN 705640

    • CF30 Customer (3 Jun 2016 to 13 Jul 2016)
    • CF4 Partner (3 Jun 2016 to 13 Jul 2016)
  • Connection Capital LLP (no longer approved here)

    FRN 513144

    • Employed By (18 Jul 2012 to 8 Dec 2019)
  • Octopus Investments Limited (no longer approved here)

    FRN 194779

    • CF23 Corporate Finance Adviser (28 Mar 2006 to 31 Jul 2007)
    • CF27 Investment Management (28 Mar 2006 to 31 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.