Connection Capital LLP

• Principal Place of Business

  Connection Capital LLP, Unit 21

  Cottesbrooke Park

  Heartlands Business Park

  Daventry

  Northamptonshire

  NN11 8YL

  UNITED KINGDOM

  Phone

  +441327366010

  Web

  https://www.connectioncapital.co.uk

• Complaints Contact

  Connection Capital LLP, Unit 21

  Cottesbrooke Park

  Heartlands Business Park

  Daventry

  Northamptonshire

  NN11 8YL

  UNITED KINGDOM

  Phone

  +441327366010

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm must not conduct designated investment business other than corporate finance business unless it is in relation to management of an AIF or CIS.

• Authorised to Operate

  For Eligible Counterparty, Professional

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm must not conduct designated investment business other than corporate finance business unless it is in relation to management of an AIF or CIS.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm must not conduct designated investment business other than corporate finance business unless it is in relation to management of an AIF or CIS.

• Kevin Alexander Henderson

  IRN KXH00308

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2022)
• Khurum Ahmed

  IRN KXA00243

  • [FCA CF] Client dealing (20 Jun 2022 to 8 Jan 2023)
• Laura Scott

  IRN LXS00323

  • [FCA CF] Client dealing (11 Oct 2021 to 12 Jul 2023)
  • [FCA CF] Functions requiring qualifications (11 Oct 2021 to 12 Jul 2023)
• Lorna Robertson

  IRN LXR01044

  • 14. Managing investments
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
• Louise McWeeney

  IRN LCM00003

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (22 May 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (22 May 2017 to 8 Dec 2019)
• Lucy Merson

  IRN LXM00354

  • [FCA CF] Functions requiring qualifications (11 Oct 2021 to 7 May 2025)
  • [FCA CF] Client dealing (11 Oct 2021 to 7 May 2025)
• Luke Edward Matthews

  IRN LEM01034

  • CF30 Customer (19 Jul 2016 to 18 Apr 2019)
• Luke Michael Lavelle Rooke

  IRN LXR00254

  • [FCA CF] Client dealing (since 20 Mar 2023)
• Mark Robert Snaith

  IRN MRS01321

  • 14. Managing investments
  • [FCA CF] Client dealing (since 1 Aug 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Aug 2020)
  • CF30 Customer (15 Jan 2018 to 8 Dec 2019)
• Michael Mowlem

  IRN MXM01287

  • SMF27 Partner (since 11 May 2023)

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