Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Robin John Hubbard
IRN RJH01173
- CF27 Investment Management (11 Oct 2004 to 1 Dec 2004)
Robin Peter Elwin Wrench
IRN RPW01043
- CF27 Investment Management (7 Aug 2002 to 9 Jul 2004)
Rodger Murray McNair
IRN RMM01058
- CF30 Customer (25 Aug 2015 to 31 May 2017)
- CF27 Investment Management (7 Aug 2002 to 31 Oct 2007)
Roger Graeme Jones
IRN RGJ01019
- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Roland Marc Bosch
IRN RMB01139
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Roman Gaiser
IRN RUG01001
- CF27 Investment Management (11 Oct 2004 to 7 Nov 2005)
Rosamund Xanthe Fenwick
IRN RXF01361
- CF30 Customer (27 Aug 2015 to 6 Jun 2019)
Ross Edward Duncton
IRN RED01052
- [FCA CF] Material risk taker (since 4 Jun 2020)
- [FCA CF] Significant management (since 4 Jun 2020)
- CF29 Significant management (12 Jun 2014 to 8 Dec 2019)
Rowan Mark Chaplin
IRN RMC01064
- CF27 Investment Management (7 Aug 2002 to 27 Oct 2004)
Rupert Henry Brandt
IRN RHB01026
- CF27 Investment Management (11 Oct 2004 to 2 Apr 2006)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.