Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Rupert James Della-Porta
IRN RJD01077
- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Rupert Scholes
IRN RXS00150
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Rupert Trotter
IRN RPT01024
- CF27 Investment Management (4 Jun 2003 to 15 Jul 2005)
Russell James Martin
IRN RJM01174
- CF27 Investment Management (7 Aug 2002 to 30 Nov 2002)
Russell Ludwin
IRN RXL00074
- CF22 Investment Adviser (Trainee) (26 Mar 2002 to 1 Jul 2002)
Ruth Alexandra Sack
IRN RAS01351
- Director of firm who is not a certification employee or a SMF manager (24 Sep 2023 to 17 Jun 2025)
- CF2 Non Executive Director (4 Oct 2013 to 8 Dec 2019)
SARAH ANNE Weind
IRN SAW01292
- [FCA CF] Significant management (1 Jun 2020 to 8 Nov 2021)
- [FCA CF] Material risk taker (1 Jun 2020 to 8 Nov 2021)
- CF28 Systems and controls (11 Apr 2018 to 8 Dec 2019)
SONYA FILIPOVA DILOVA-KIRKOWA
IRN SFD01032
- CF30 Customer (14 Aug 2015 to 5 Jun 2019)
Sacha El Khoury
IRN SXE01328
- CF30 Customer (18 Aug 2015 to 5 Jun 2019)
Saieda Tabisim
IRN SXT01143
- CF21 Investment Adviser (7 Aug 2002 to 12 May 2003)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.