Roman Gaiser

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • [FCA CF] Client dealing (9 Oct 2023 to 31 Mar 2026)
    • [FCA CF] Manager of certification employee (18 Nov 2022 to 31 Mar 2026)
    • CF27 Investment Management (1 Dec 2001 to 7 Nov 2005)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2026)
    • CF30 Customer (1 Nov 2007 to 11 Feb 2011)
    • CF27 Investment Management (26 Oct 2005 to 31 Oct 2007)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2026)
    • CF30 Customer (1 Nov 2007 to 11 Feb 2011)
    • CF27 Investment Management (20 Dec 2005 to 31 Oct 2007)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF27 Investment Management (11 Oct 2004 to 7 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.