Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jeremy John Tigue
IRN JJT01011
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Jeremy Miles Thomas
IRN JMT01052
- CF27 Investment Management (30 Jun 2003 to 31 Oct 2004)
Jeremy Paul Cave
IRN JPC01149
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2004)
Jeremy Wallace
IRN JRW00045
- CF21 Investment Adviser (1 Dec 2001 to 2 Feb 2002)
Jeroen Dirk Cornelis Maria Wilbrink
IRN JDW01080
- CF30 Customer (10 Oct 2008 to 31 Aug 2011)
Joan Mohammed
IRN JXM03795
- SMF3 Executive Director (9 Dec 2019 to 8 Nov 2021)
- CF1 Director (2 Aug 2016 to 29 Nov 2018)
Joanne Lesley Elliott
IRN JLE01006
- [FCA CF] Material risk taker (since 1 Jun 2021)
Joe Hazelwood
IRN JGH01096
- CF30 Customer (1 Nov 2007 to 9 Sep 2010)
- CF26 Customer Trading (18 Aug 2006 to 31 Oct 2007)
John Alexander Sutcliffe
IRN JAS00143
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jul 2002)
John Alexander Yule
IRN JAY01006
- CF29 Significant management (1 Nov 2007 to 4 Mar 2014)
- CF17 Significant Mgt (Other Business Operations) (7 Aug 2002 to 31 Oct 2007)
- CF21 Investment Adviser (7 Aug 2002 to 9 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.