Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Oct 2022)
- CF1 Director (AR) (12 Nov 2018 to 4 Oct 2022)
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- CF30 Customer (1 Nov 2007 to 27 Nov 2008)
- CF21 Investment Adviser (27 Jun 2006 to 31 Oct 2007)
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- (13)Employed By (27 Jun 2006 to 27 Nov 2008)
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- CF21 Investment Adviser (12 Jun 2006 to 26 Jun 2007)
- CF22 Investment Adviser (Trainee) (24 Mar 2004 to 12 Jun 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 2 Feb 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 2 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.