Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Elwyn James Enos
IRN EJE00001
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Emmanuel Archampong
IRN EXA00079
- [FCA CF] Material risk taker (since 22 Jul 2024)
- [FCA CF] Significant management (since 22 Jul 2024)
Eric Gunn Mackay
IRN EGM01008
- CF28 Systems and controls (1 Nov 2007 to 1 Jan 2013)
- CF15 Internal Audit (3 Feb 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (6 Jan 2004 to 1 Jan 2013)
Erica Ive
IRN EXI01040
- CF30 Customer (11 Feb 2010 to 5 Mar 2012)
Erik Rubingh
IRN EGR01013
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (16 Jul 2007 to 31 Oct 2007)
Ernesto Ramos
IRN EXR13550
- CF30 Customer (6 Apr 2019 to 18 Jun 2019)
Ethylyn Reyes
IRN EXR01100
- CF27 Investment Management (7 Aug 2002 to 31 Oct 2002)
Etienne Gorgeon
IRN EXG01066
- CF27 Investment Management (7 Aug 2002 to 6 Sep 2002)
Ewen Stewart Wickie Melling
IRN ESM01009
- CF17 Significant Mgt (Other Business Operations) (7 Aug 2002 to 31 Mar 2006)
Fergus Iain McDonald
IRN FIM01005
- [FCA CF] Significant management (9 Dec 2019 to 29 Apr 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2021)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (1 Jul 2002 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.