Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Mar 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 16 Mar 2021)
- CF30 Customer (3 Sep 2019 to 8 Dec 2019)
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- CF1 Director (AR) (4 Jan 2005 to 30 Apr 2006)
- CF21 Investment Adviser (29 Dec 2003 to 30 Apr 2006)
- CF22 Investment Adviser (Trainee) (11 Nov 2002 to 29 Dec 2003)
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- Employed By (4 Jan 2005 to 30 Apr 2006)
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- (11)Employed By (11 Nov 2002 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.