Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pyrford International Limited (no longer approved here)

    FRN 122137

    • [FCA CF] Manager of certification employee (1 Jun 2020 to 29 Apr 2022)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Apr 2022)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (11 Oct 2004 to 31 Oct 2007)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Apr 2022)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Apr 2022)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (1 Jul 2002 to 31 Oct 2007)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Apr 2022)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • [FCA CF] Significant management (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2021)
    • CF28 Systems and controls (3 Jun 2015 to 8 Dec 2019)
    • CF29 Significant management (12 Jun 2014 to 3 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

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