Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Dean Cheeseman
IRN DCC01068
- CF30 Customer (15 Feb 2008 to 30 Sep 2010)
Dean James Tyler
IRN DJT01106
- CF26 Customer Trading (11 Oct 2004 to 5 May 2006)
Deborah Clarke
IRN DXC01424
- CF27 Investment Management (7 Aug 2002 to 30 Sep 2002)
Dennis Stuart Osman
IRN DSO00005
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Derek Brodie Mitchell
IRN DBM01033
- CF27 Investment Management (4 Jun 2003 to 31 Oct 2005)
Derek Frederick Bleasdale Smith
IRN DFB01040
- CF27 Investment Management (8 Jul 2003 to 22 Aug 2003)
Derek John McLean
IRN DJM01246
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF21 Investment Adviser (16 Sep 2005 to 31 Oct 2007)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Derek Parker
IRN DXP01278
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jun 2002)
Derham Charles O'Neill
IRN OXD01076
- CF2 Non Executive Director (27 Apr 2011 to 16 May 2014)
Dharminder Singh Nanray
IRN DSN00001
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.