Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 6 Feb 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 21 Jul 2021)
    • [FCA CF] Material risk taker (since 6 Feb 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 21 Jul 2021)
    • [FCA CF] Material risk taker (since 6 Feb 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 21 Jul 2021)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • SMF18 Other Overall Responsibility (3 Mar 2020 to 30 Jun 2021)
    • CF30 Customer (3 Feb 2009 to 11 May 2015)
    • CF22 Investment Adviser (Trainee) (2 Mar 2006 to 1 Oct 2007)
  • Towers Watson Limited (no longer approved here)

    FRN 432886

    • CF21 Investment Adviser (1 Aug 2005 to 1 Nov 2005)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF27 Investment Management (7 Aug 2002 to 30 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.