Dennis Stuart Osman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hicks & McNish LLP (no longer approved here)
FRN 552875
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2025)
- CF30 Customer (3 Oct 2011 to 8 Dec 2019)
Insurance Management Group (no longer approved here)
FRN 176977
- (5)Employed By (26 May 2005 to 23 Nov 2005)
Phoenix Life Limited (no longer approved here)
FRN 110418
- CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2002)
Columbia Threadneedle Fund Management Limited (no longer approved here)
FRN 121940
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.