Codex Capital Partners Limited

Date authorised
1 April 2013
Companies House
05477044
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Pearson Shared Services Ltd
    Shell Mex House
    80 Strand
    London
    Westminster
    WC2R 0RL
    UNITED KINGDOM
    Phone
    +4407554113108
    Web
    https://www.codexcapitalpartners.com

  • Complaints Contact

    Office Suite 1
    Haslemere House
    Lower Street
    Haslemere
    Surrey
    GU27 2PE
    UNITED KINGDOM
    Phone
    +4407827314601

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jamie Richard Lawson-Brown

    IRN JRL01076

    • [FCA CF] Client dealing (since 19 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (17 May 2017 to 8 Dec 2019)
    • CF30 Customer (29 Oct 2014 to 8 Dec 2019)
    • CF1 Director (AR) (29 Oct 2014 to 19 Oct 2017)
  • Joanna Mary Mackenzie-Lee

    IRN JMM01326

    • CF10 Compliance Oversight (16 Jan 2009 to 19 Oct 2017)
    • CF11 Money Laundering Reporting (16 Jan 2009 to 19 Oct 2017)
  • Joseph William Robinson

    IRN JXR00769

    • [FCA CF] Client dealing (since 2 Oct 2023)
  • Julio Perez

    IRN JXP00335

    • [FCA CF] Client dealing (since 1 Dec 2020)
  • Karl Alun Knight

    IRN KXK10270

    • CF1 Director (AR) (15 Jan 2019 to 31 Oct 2019)
    • CF30 Customer (15 Jan 2019 to 31 Oct 2019)
  • Kate Joan Osborne

    IRN KJO01038

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (10 Sep 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Sep 2018 to 8 Dec 2019)
  • Lauren Ann Seaver

    IRN LAS01048

    • CF30 Customer (28 Jan 2013 to 2 Oct 2018)
    • CF1 Director (AR) (2 Nov 2006 to 2 Oct 2018)
  • Lee Anthony Aston

    IRN LAA01015

    • CF10 Compliance Oversight (5 Oct 2017 to 20 Sep 2018)
    • CF11 Money Laundering Reporting (5 Oct 2017 to 20 Sep 2018)
    • CF1 Director (21 Jun 2017 to 5 Oct 2017)
    • CF1 Director (AR) (14 Aug 2014 to 5 Oct 2017)
    • CF30 Customer (26 Jun 2014 to 5 Oct 2017)
  • Marcus John Shadbolt

    IRN MJS01264

    • CF2 Non Executive Director (3 Jul 2006 to 1 Aug 2007)
  • Marialanna McCarthy

    IRN MXM01372

    • CF3 Chief Executive (AR) (2 Nov 2017 to 10 Jan 2018)
    • CF30 Customer (1 Nov 2007 to 10 Jan 2018)
    • CF1 Director (AR) (28 Jul 2006 to 19 Oct 2017)
    • CF21 Investment Adviser (28 Jul 2006 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.