Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 19 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (17 May 2017 to 8 Dec 2019)
    • CF1 Director (AR) (29 Oct 2014 to 19 Oct 2017)
    • CF30 Customer (29 Oct 2014 to 8 Dec 2019)
  • Codex Capital Partners (UK) Limited (no longer approved here)

    FRN 626306

    • Employed By (23 Oct 2014 to 12 Oct 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 11 Jul 2014)
    • CF23 Corporate Finance Adviser (2 Jun 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.